Science LLC Weird stock holdings and net worth by SEC Form 4 filings Mar, 2024 (2024)

FAQs

Where can I find Form 4 filings? ›

Forms 3, 4, and 5 are publicly available through the SEC's EDGAR database at www.sec.gov/ edgar/searchedgar/webusers. htm. In addition to the SEC's EDGAR database, there also are many third-party websites that offer insider ownership and transaction information.

You may go right to the Security & Exchange Commission's (SEC) EDGAR database. "Search for Company Filings" is the most popular search.

Can I search by specific form type? Yes. Click the "More Search Options" link. To limit your search to a specific form type, use the "Browse Filing Types” link above the “Filing Types” pull-down menu to select a form type from the list provided.

Form 3 is the initial filing and discloses ownership amounts. Form 4 identifies changes in ownership.

Form 4 is required to be filed by a company or the individual at the company when there is a change in the holdings of company insiders. Form 4 must be filed with the SEC within two days of the transaction.

In general, Form 4 tells you what insiders are doing with their holdings, and you can use that information to inform your own decisions about whether to invest.

All companies, foreign and domestic, are required to file registration statements, periodic reports, and other forms electronically through EDGAR. Anyone can access and download this information for free.

Most public filings since 1995, SEC releases since September 1995, and other public records are also at the SEC web site http://www.sec.gov. A FOIA request is required to obtain non-public records, such as records compiled in investigations, consumer complaints, and staff comment letters.

Visit FINRA Market Data. Click on the link that says Company Information in the far left column to search for your investment. If you find the ETF, ETN or closed-end fund on Market Data, it is registered with the SEC.

How do I download SEC filings? ›

Call the SEC Express Hotline Number (02) 737-8888. Provide the call center agent with the information needed to process your order. proceeding to the SEC Office on the date and time of your appointment.

Form 4 is stored in SEC's EDGAR database. A Form 4 must be filed before the end of the second business day following a change in ownership of securities or derivative securities (including the exercise or grant of stock options) for individuals subject to Section 16 of the Securities Exchange Act of 1934.

Form S-4 is the registration statement that the Securities and Exchange Commission (SEC) requires reporting companies to file in order to publicly offer new securities pursuant to a merger or acquisition.

Issue at least one share when forming a company

If you're going to be the only shareholder, you only need to issue (allot) one share to yourself. If the company is going to have more than one shareholder, you need to issue at least one share to each shareholder.

All companies, foreign and domestic, are required to file registration statements, periodic reports, and other forms electronically through EDGAR. Anyone can access and download this information for free.

Personal computer users may download forms and publications from the IRS Web site at www.irs.gov/forms_pubs/index.html. This site also has links to state tax forms and to forms that you can fill in online and then print.

Downloading from IRS Forms & Publications page. Picking up copies at an IRS Taxpayer Assistance Center. Going to the IRS Small Business and Self-Employed Tax Center page. Requesting copies by phone — 800-TAX-FORM (800-829-3676).

You can search for and retrieve Form 13F filings using the SEC's EDGAR database. To find the filings of a particular money manager, enter the money manager's name in the Company Name field. To see all recently filed 13Fs, use the "Latest Filings" search function and enter "13F" in the Form Type box.